| ASSET MANAGEMENT FINANCE Corp., NYC & Boston President & CEO, 2003 – Present A new specialty finance company using structured finance techniques to provide revenue-based financing to the investment management industry. UNICORN® CORPORATION, Boston President, 2000 - Present Investment Management and Financial Advisory Services. I do investment management industry consulting. UNITED ASSET MANAGEMENT CORPORATION, Boston Chairman, President & CEO, 1980 - 2000 I founded this investment management holding company in 1980 and continued as its CEO for almost twenty years. The total amount of equity capital raised was under $80 million (1981 – 1986). UAM grew, through over 50 acquisitions, to $200 billion in assets under management, $1 billion in annual revenues, over $200 million of cash earnings, a New York Stock Exchange listing and a stock market value (after regular dividends and $650 million of share buybacks) of more than $1.5 billion. UAM was sold in September, 2000 to Old Mutual, Plc. PUTNAM INVESTMENTS, Boston CEO & President, 1967 - 1800 I began as Manager of the George Putnam Fund (a balanced mutual fund), became Director of Research (1968), Chief Investment Officer (1970), President (1975), and CEO (1977). Putnam’s assets under management grew more than five-fold during the bear market decade of the 1970’s. I left in 1980 to found United Asset Management. ANCHOR CORPORATION, Elizabeth, N. J. Assistant Fund Manager & Analyst, 1964 - 1967 A mutual fund management company. I began as an Analyst following chemical and drug stocks but eventually became an Assistant Fund Manager of Diversified Investment Fund (a balanced fund), serving as Fund Manager during the extended illness of the regular manager. MAY AND GANNON, INC., Boston Analyst, 1961 - 1964 This firm was an Over-the-Counter (now NASDAQ) trading firm. I was an Analyst following New England based OTC companies. Primary emphasis was on technology and other growth industries. OTHER BUSINESS ACTIVITIES:
EATON VANCE MUTUAL FUNDS, Boston Independent Trustee/Director, 1986 - Present HELLMAN, JORDAN MGMT CO., INC., Boston Chairman, 2000 - 2003 BERKSHIRE CAPITAL CORPORATION, NYC Advisory Director, 2003 - 2003 PROFESSIONAL AFFILIATIONS:
CHARTERED FINANCIAL ANALYST (CFA) 1966 – Present BOSTON SECURITY ANALYSTS SOCIETY Member and Former Director, 1962 - Present NEW YORK SOCIETY OF SECURITY ANALYSTS Member, 1966 - Present BOSTON ECONOMIC CLUB Member, 1995 - Present ASSOCIATON FOR INVESTMENT MGMT & RESEARCH Governor, 1991 - 1994 COLLEGE AND UNIVERSITY AFFILIATIONS: UNION COLLEGE 1973 - Present Trustee; Chairman (1990 – 1994) WELLESLEY COLLEGE 2003 – Present Trustee BOSTON UNIVERSITY 2002 – Present Member, Investment Committee HARVARD BUSINESS SCHOOL 1997 - 2002 Director, Alumni Association (Vice President 2000 - 2001) RADCLIFFE COLLEGE 1994 - 1998 Trustee EDUCATION: HARVARD BUSINESS SCHOOL, Boston 1958 -1960 MBA (with Distinction) UNION COLLEGE, Schenectady, N.Y. 1953 -1958 BEE (Electrical Engineering) AB (Economics), Phi Beta Kappa |
